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Fraud deterrence
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341	Fraud and Recession Go Together Like a Horse and Carriage By Ken Froese, CA•IFA, FCFI Astor’s Law: Add to Reading List Source URL: www.cpaontario.ca Language: English - Date: 2014-08-19 02:57:27 Crimes Deception Fraud Madoff investment scandal Securities fraud Internal control Bernard Madoff Fraud deterrence Business Ethics Auditing
342	Securities and Exchange Commission Investor Advisory Committee Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-05 08:07:11 Securities regulation in the United States Economics Auditing Business United States corporate law United States securities law Finance Center for Audit Quality Securities Fraud Deterrence and Investor Restitution Act Corporate crime U.S. Securities and Exchange Commission Investor education
343	Norman Anderson and Norand Management Services - FOTCD Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 14:12:22 Investment Advisor Security Securities Act Financial adviser Short Securities Fraud Deterrence and Investor Restitution Act Finance Financial economics Business
344	Department of Financial Services ~ Statewide Financial Statements Consideration of Fraud in Financial Reporting Certification For Fiscal Year Ending June 30, 2014 Add to Reading List Source URL: www.myfloridacfo.com Language: English - Date: 2014-06-02 09:05:31 Law Deception Fraud Business Tort law Internal control Fraud deterrence Sarbanes–Oxley Act Auditing Crimes Ethics
345	Fraud Risk and Prevention: Campus Lesson Learned – Part II During fiscal year 2010, an employee fraud was discovered in the Walton College of Business, resulting in losses to the University in excess of $125,000. The Add to Reading List Source URL: vcfa.uark.edu Language: English - Date: 2013-03-01 15:50:34 Business Internal control Credit card Internal audit Audit Risk assessment Fraud deterrence SOX 404 top–down risk assessment Auditing Risk Accountancy
346	Thursday, June 19, 2014 Increasing Auditor Effectiveness in Recognizing & Detecting Fraud Internal auditors and public accountants are under fire. Some doubt their ability or willingness to detect fraud. There seems to Add to Reading List Source URL: www.sai.state.ok.us Language: English - Date: 2014-04-24 13:51:56 Risk Audit Institute of Internal Auditors Internal audit Professional certification Fraud deterrence David Coderre Auditing Accountancy Business
347	17 CFR 270.38a-1: Compliance procedures and practices of certain investment companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-27 10:58:19 76th United States Congress Finance Financial regulation Financial adviser Investment Advisers Act Securities Act Investment Company Act Securities Fraud Deterrence and Investor Restitution Act Financial economics Investment United States securities law
348	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 24, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-24 15:44:11 Disgorgement Securities Exchange Act Investment Advisers Act Financial regulation Government Law Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime Fair Fund
349	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 11, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-11 16:05:39 Disgorgement U.S. Securities and Exchange Commission Government Securities Fraud Deterrence and Investor Restitution Act Corporate crime Fair Fund United States Securities and Exchange Commission
350	MANAGING THE RISK OF FRAUD A GUIDE FOR MANAGERS Assurance, Control and Risk Add to Reading List Source URL: www.oregon.gov Language: English - Date: 2013-03-28 13:20:41 Business Internal control Fraud Inherent risk Internal audit Risk management Fraud deterrence Statement on Auditing Standards No. 99: Consideration of Fraud Auditing Ethics Risk

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